The Certification Assessment Readiness Review (CA-RR) aims to determine whether the OSC and the Assessment Team are ready to conduct the assessment as planned and within the allocated time. It addresses all of the following aspects of readiness to conduct the assessment except which one?
A. OSC cybersecurity posture.A CCA was part of an Assessment Team tasked with conducting a CMMC assessment for an OSC. Happy to have been part of the team that completed the assessment, the CCA posted the OSC's assessment results on their Twitter/X account. Which CMMC Code of Professional Conduct (CoPC) principle has the CCA violated?
A. AvailabilityA mid-sized defense supplier has been working to achieve CMMC Level 2 certification. You are part of the Assessment Team contracted to review their documentation and assess their implementation of CMMC practices. During your review, you notice that the OSC has produced documentation for their contractor risk-managed assets. Which of the following is NOT required documentation for contractor risk-managed assets under the CMMC model?
A. Asset InventoryA defense contractor retains your services to assess their information systems for CMMC compliance, particularly configuration management. The contractor uses CFEngine 3 for automated configuration and maintenance of its computer systems and networks. While chatting with the network's system admins, you realize they have deployed a modern compliance checking and monitoring tool. However, when examining their configuration management policy, you notice the contractor uses different security configurations than those recommended by product vendors. The system administrator informs you they do this to meet the minimum configuration baselines required to achieve compliance and align with organizational policy. Based on your understanding of the CMMC Assessment Process, how would you score CM.L2-3.4.2 ?Security Configuration Enforcement if the contractor is tracking it in a POAandM?
A. Not MetDuring the initial assessment framing discussions, the OSC POC attempts to sign off on the agreed-upon terms and scope of the assessment, asserting that they have the authority to enter into a legally binding contract with the C3PAO. Which of the following must the C3PAO ascertain before the OSC POC signs off on the agreed terms and scope of the assessment?
A. That the C3PAO has provided the POC with all necessary training to make binding decisions.During your review of an OSC's system security control, you focus on CMMC practice SC.L2-3.13.9 ?Connections Termination. The OSC uses a custom web application for authorized personnel to access CUI remotely. Users log in with usernames and passwords. The application is hosted on a dedicated server within the company's internal network. The server operating system utilizes default settings for connection timeouts. Network security is managed through a central firewall, but no specific rules are configured for terminating inactive connections associated with the CUI access application. Additionally, there is no documented policy or procedure outlining a defined period of inactivity for terminating remote access connections. Interviews with IT personnel reveal that they rely solely on users to remember to log out of the application after completing their work. Based on the scenario, what is the MOST concerning aspect from a CMMC compliance perspective regarding CMMC practice SC.L2-3.13.9 ?Connections Termination?
A. The application is hosted on a dedicated server within the company's internal networkAn OSC can use either of the following strategies to meet the requirements of CMMC practice MP.L2-3.8.8 ?Shared Media, EXCEPT?
A. Permitting unrestricted use of portable storage devices after users complete security awareness trainingYou are a Certified CMMC Assessor (CCA) working with a small defense contractor who needs a CMMC Level 2 assessment. This is their first CMMC assessment. During your initial meeting with the OSC, they express a desire for a quick assessment to minimize disruption to their daily operations. They also mention their limited budget for the assessment. How will you proceed with assessment framing in this scenario?
A. Determine the Rough-Order-of-Magnitude (ROM), by having the C3PAO work with the OSC Assessment Official to determine an anticipated level-of-effort and associated cost estimate to conduct the CMMC Assessment.You are the Lead Assessor for a CMMC Assessment engagement with an OSC for CMMC Level 2. The OSC has provided you with their proposed CMMC Assessment Scope, which includes a network schematic diagram, their SSP, relevant policies, and organizational charts. During your review of the documentation, you notice they have excluded a subsidiary company's network and assets from the proposed CMMC Assessment Scope despite the subsidiary being involved in handling CUI related to federal contracts. If the OSC insists on excluding the subsidiary's network and assets from the CMMC Assessment Scope despite your recommendation to include them, what should you do?
A. Terminate the Assessment engagement and take further steps to resolve the disagreements.As the Lead Assessor for a CMMC Level 2 assessment team, you have completed the examination of evidence and generated Preliminary Recommended Findings. Now, it is time to submit, package, and archive the assessment documentation, ensuring accuracy, completeness, and adherence to protocol. According to the CMMC Assessment Process, how long after the Final Findings Briefing must you submit the Assessment Results Package to the C3PAO CQAP?
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