Isaca CISA Online Practice Questions and Exam Preparation

Isaca CISA Online Questions & Answers

• Question 1891:

  Which of the following is the PRIMARY role of the IS auditor m an organization's information classification process?

  A. Securing information assets in accordance with the classification assigned
  B. Validating that assets are protected according to assigned classification
  C. Ensuring classification levels align with regulatory guidelines
  D. Defining classification levels for information assets within the organization
  B. Validating that assets are protected according to assigned classification

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  Explanation

  Validating that assets are protected according to assigned classification is the primary role of the IS auditor in an organization's information classification process. An IS auditor should evaluate whether the information security controls are adequate and effective in safeguarding the information assets based on their classification levels. The other options are not the primary role of the IS auditor, but rather the responsibilities of the information owners, custodians, or security managers.

  References: CISA Review Manual (Digital Version), Chapter 6, Section 6.2.31 CISA Review Questions, Answers and Explanations Database, Question ID 206

• Question 1892:

  Which of the following is the BEST way for an IS auditor to assess the design of an automated application control?

  A. Interview the application developer.
  B. Obtain management attestation and sign-off.
  C. Review the application implementation documents.
  D. Review system configuration parameters and output.
  C. Review the application implementation documents.

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  Explanation

  Reviewing the application implementation documents is the best way for an IS auditor to assess the design of an automated application control. An automated application control is a control that is embedded in the application software and is executed by the system without human intervention. An automated application control is designed to ensure the accuracy, completeness, validity, and authorization of transactions and data processed by the application. Examples of automated application controls are input validation, edit checks, calculations, reconciliations, and exception reports. The application implementation documents are the documents that describe the design specifications, logic, and functionality of the application and its controls. The application implementation documents may include: Business requirements document - a document that defines the business objectives, needs, and expectations of the application. Functional specifications document - a document that describes the features, functions, and interfaces of the application and its controls. Technical specifications document - a document that details the technical architecture, design, and configuration of the application and its controls. Test plan and test cases - a document that outlines the testing strategy, methodology, and scenarios for verifying the functionality and performance of the application and its controls. User manual and training material - a document that provides instructions and guidance on how to use the application and its controls. By reviewing the application implementation documents, an IS auditor can: Gain an understanding of the purpose, scope, and nature of the application and its controls. Evaluate whether the application and its controls are designed to meet the business requirements and objectives. Identify any gaps, inconsistencies, or errors in the design of the application and its controls. Compare the design of the application and its controls with the best practices and standards in the industry. Determine whether the application and its controls are adequately tested and documented. Interviewing the application developer is not the best way for an IS auditor to assess the design of an automated application control. An interview is a verbal communication technique that involves asking questions and listening to responses. An interview can be useful for obtaining general information or clarifying specific issues related to the application and its controls. However, an interview alone cannot provide sufficient evidence or documentation to support the auditor's assessment of the design of an automated application control. An interview may also be subject to bias, misunderstanding, or misinterpretation by either party. Obtaining management attestation and sign-off is not the best way for an IS auditor to assess the design of an automated application control. Management attestation and sign- off is a formal process that involves obtaining written confirmation from management that they have reviewed and approved the design of the application and its controls. Management attestation and sign-off can indicate management's commitment and accountability for the quality and effectiveness of the application and its controls. However, management attestation and sign-off cannot substitute for an independent and objective evaluation by an IS auditor. Management attestation and sign-off may also be influenced by pressure, conflict of interest, or fraud. Reviewing system configuration parameters and output is not the best way for an IS auditor to assess the design of an automated application control. System configuration parameters are settings that define how the system operates or interacts with other components. System output is data or information that is produced by the system as a result of processing transactions or performing functions. Reviewing system configuration parameters and output can help an IS auditor to verify whether the system is configured correctly and whether it produces accurate and reliable output. However, reviewing system configuration parameters and output cannot provide a comprehensive view of how the application and its controls are designed to achieve their objectives. Reviewing system configuration parameters and output may also require technical expertise or access rights that may not be available to an IS auditor.

• Question 1893:

  A network analyst is monitoring the network after hours and detects activity that appears to be a brute-force attempt to compromise a critical server. After reviewing the alerts to ensure their accuracy, what should be done NEXT?

  A. Perform a root cause analysis.
  B. Document all steps taken in a written report.
  C. Isolate the affected system.
  D. Invoke the incident response plan.
  D. Invoke the incident response plan.

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  Explanation

• Question 1894:

  Which of the following is the GREATEST benefit of adopting an Agile audit methodology?

  A. Better ability to address key risks
  B. Less frequent client interaction
  C. Annual cost savings
  D. Reduced documentation requirements
  A. Better ability to address key risks

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  Explanation

• Question 1895:

  Which of the following is the PRIMARY benefit of implementing configuration management for IT?

  A. It helps audit in verifying IT conformance to business requirements.
  B. It establishes the dependency of application systems with various IT assets.
  C. It provides visibility to the overall function and technical attributes of IT assets.
  D. It helps automate change and release management processes in IT.
  D. It helps automate change and release management processes in IT.

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  Explanation

• Question 1896:

  Following an IT audit, management has decided to accept the risk highlighted in the audit report. Which of the following would provide the MOST assurance to the IS auditor that management is adequately balancing the needs of the business with the need to manage risk?

  A. A communication plan exists for informing parties impacted by the risk.
  B. Potential impact and likelihood are adequately documented.
  C. Identified risk is reported into the organization's risk committee.
  D. Established criteria exist for accepting and approving risk.
  D. Established criteria exist for accepting and approving risk.

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  Explanation

  Clear criteria ensure a consistent, rational approach to risk acceptance decisions, demonstrating management's deliberate and informed approach to risk management.

  References:

  ISACA CISA Review Manual (Current Edition) - Chapter on Risk Management Risk Management Frameworks (e.g., ISO 31000, NIST SP 800-39) - Emphasize the importance of defined risk assessment and decision-making processes.

• Question 1897:

  Which of the following is the PRIMARY benefit of effective implementation of appropriate data classification?

  A. Ability to meet business requirements
  B. Assurance that sensitive data is encrypted
  C. Increased accuracy of sensitive data
  D. Management of business risk to sensitive data
  D. Management of business risk to sensitive data

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  Explanation

• Question 1898:

  Which of the following is the PRIMARY advantage of using an automated security log monitoring tool instead of conducting a manual review to monitor the use of privileged access?

  A. Reduced costs associated with automating the review
  B. Increased likelihood of detecting suspicious activity
  C. Ease of storing and maintaining log file
  D. Ease of log retrieval for audit purposes
  B. Increased likelihood of detecting suspicious activity

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  Explanation

• Question 1899:

  What is the purpose of hashing a document?

  A. To prevent unauthorized disclosure of the contents
  B. To validate the integrity of the file contents
  C. To classify the file for internal use only
  D. To compress the size of the file
  D. To compress the size of the file

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  Explanation

  Explanation

• Question 1900:

  Which of the following is the MAIN objective of enterprise architecture (EA) governance?

  A. To ensure new processes and technologies harmonize with existing processes
  B. To ensure the EA can adapt to emerging technology trends
  C. To ensure the EA is compliant with local laws and regulations
  D. To ensure new initiatives produce an acceptable return on investment (ROI)
  A. To ensure new processes and technologies harmonize with existing processes

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  Explanation

  Explanation Comprehensive and Detailed Step-by-Step Enterprise architecture (EA) governance ensures that IT and business alignment is maintained and that new processes and technologies integrate well with existing structures. Option A (Correct):The primary purpose of EA governance is to ensure that new technologies, processes, and systems align and harmonize with existing architecture to maintain operational efficiency and consistency. Option B (Incorrect):While adaptability to emerging technology trends is important, EA governance focuses more on structure, consistency, and compliance rather than just adaptability. Option C (Incorrect):Compliance with regulations is crucial, but it is just one component of governance. EA governance has a broader scope, including strategic alignment and process integration. Option D (Incorrect):Ensuring ROI is an important financial consideration, but it is not themainobjective of EA governance.

  ISACA CISA Review Manual -Domain 1: Information Systems Auditing Process?Covers governance, risk management, and ensuring alignment of EA with business objectives.