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Q20 Single choice

Which one of the following is NOT the rule of National Association of Securities Dealers (NASD)?

A
All correspondence and all transactions must be reviewed and approved by the firm and maintained for three years.
B
Disciplinary actions regarding employees must be reported to NASD.
C
Firms do not need to maintain fidelity bond to protect against losses due to theft or misappropriation of securities
D
None of these.

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