Q28 Single choice Mark for later An investment adviser may not A also be registered as a broker-dealer in the state. B accept any kind of soft dollar compensation for using certain broker-dealers to execute trades on their clients' accounts. C take a position-either long or short-in securities in which any of its clients have a position. D recommend a stock to a client that the adviser itself holds without disclosing to the client that the adviser owns the stock. Correct answer