FINRA-SERIES-6 Web TestEngine demo

up to 10 years in prison and a fine of either $1.5 million or up to 150% of the amount of profits gained or losses avoided, or both.

up to 5 years in prison, a $150,000 fine, or both.

up to 10 years in prison and a fine of $1,500,000 or both.

up to 10 years in prison and a fine of either $1 million or up to 3 times the amount of profits gained or losses avoided, whichever is greater.