Exam Details

  • Exam Code
    :SOFE-CFE
  • Exam Name
    :SOFE Certified Financial Examiner
  • Certification
    :SOFE Certification
  • Vendor
    :SOFE
  • Total Questions
    :416 Q&As
  • Last Updated
    :May 11, 2025

SOFE SOFE Certification SOFE-CFE Questions & Answers

  • Question 91:

    An option to sell a particular stock at a fixed price within a stated period of time is called:

    A. put

    B. call

    C. hedge

    D. Capital gain

  • Question 92:

    A swap is an agreement between two or more parties to exchange payments based on the performance of underlying interests.

    A. True

    B. False

  • Question 93:

    An agreement (other than a future) to exchange, at a specified future date and price, underlying interests is called:

    A. Present

    B. Forward

    C. Foreign

    D. None of the above

  • Question 94:

    A futures contract is an agreement traded on an exchange or contract market to buy, sell, or effect cash settlement based on the performance of an underlying interest.

    A. True

    B. False

  • Question 95:

    An agreement obligating the seller to effect cash settlement to the buyer if the specified underlying interest exceeds a predetermined level of performance is known as:

    A. Cap

    B. Capital

    C. Excess

    D. Dissipation

  • Question 96:

    An agreement obligating the seller to effect cash settlement to the buyer if the specified underlying interest does not exceed a predetermined level of performance is referred to as:

    A. Cap

    B. Floor

    C. Obligatory

    D. Moderation

  • Question 97:

    An agreement to receive payments as the buyer of an option, cap, or floor and to make payments as the seller of a different option, cap, or floor is called:

    A. Derivative

    B. Miscellaneous

    C. Obligatory

    D. Collar

  • Question 98:

    _____________are agreements to buy, sell, effect cash settlement or otherwise exchange securities based on the performance, market price, interest rate, currency price, etc. of an underlying interest.

    A. Productive measures

    B. Offshoots

    C. Derivatives

    D. None of eth above

  • Question 99:

    An agreement giving the buyer the right to receive, sell or effect a cash settlement based on the actual performance of an underlying interest is called:

    A. Actuator

    B. Gain

    C. Hedging

    D. Option

  • Question 100:

    Which appraisal is defined as an appraisal no more than five years old?

    A. Current

    B. Fair

    C. Innovative

    D. Realized

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