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Q64 Single choice

Barend is a Dealing Representative with Planvest Group Inc., a mutual fund dealer and member of the Mutual Fund Dealers Association of Canada (MFDA).

Which of the following CORRECTLY describes Barend's obligation for conflicts of interest?

A
Barend must identify material conflicts of interest and implement controls on behalf of the firm.
B
Barend must disclose material conflicts of interest that cannot be addressed in the best interest of the client.
C
Barend must avoid material conflicts of interest that cannot be addressed in the best interest of the client.
D
Barend must identify material conflicts of interest and promptly report the conflicts of interest to clients.

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