Within the security entitled 'Exxon Mobil Corporation USD 1.00 Common Stock', the 'USD 1.00' is commonly known as the:
A. issue value
B. par value
C. notional quantity
D. share size
The number of days of accrued interest, and the cash value of accrued interest - on a trade of GBP 30,500,000 Barclays Bank GBP Floating Rate Notes November 2028, paying interest quarterly - the current coupon rate is 3.7162% for the period 21s' November to November 21s' February, trade date 3rd February, value date 5th February, is:
A. 45 days and GBP 139,739.30
B. 76 days and GBP 236,004.15
C. 107 days and GBP 336,883.85
D. 45 days and GBP 141,680.12
The number of days of accrued interest, and the cash value of accrued interest - on a trade of USD 45,000,000 World Bank 4.37% Bonds 1st December 2032, paying interest semi- annually on 1st December and Ist June, trade date 22~d October, value date 25tl October, is:
A. 144 days and USD 786,600.00
B. 174 days and USD 950,475.00
C. 141 days and USD 770,212.50
D. 171 days and USD 934,087-50
A firm executing a securities trade in the capacity of agency broker intends:
A. To take a securities position, and to remain market risk neutral
B. Not to take a securities position, and not to remain market risk neutra
C. Not to take a securities position, and to remain market risk neutral
D. To take a securities position, and not to remain market risk neutral
Where Firm A has borrowed a fixed cash amount on a secured basis from Firm B, an increase in the collateral value means that:
A. Firm A has exposure and must return some collateral to Firm B
B. FirmB has exposure and must request additional collateral from Firm A
C. Firm B has exposure and must request the return of collateral from Firm A
D. Firm A has exposure and must request the return of some collateral from Firm B
A S.W.I.FT. 'Bank Identifier Code' comprises::
A. A region code, a country code and a city code
B. A bank code, a country code and a location code
C. A continent code, a country code and a municipality code
D. A bank code, a continent code and a currency code
The price of a bond trade which excludes accrued interest is known as:
A. A dirty price
B. A fresh price
C. A clean price
D. A cloudy price
A S.W.I.FT. MT541 instructs a custodian to:
A. Receive securities on a Free of Payment basis
B. Receive securities on a Delivery versus Payment basis
C. Deliver securities on a Delivery versus Payment basis
D. Deliver securities on a Free of Payment basis
The US regulator 'SEC stands for:
A. Securities Exchange Corporation
B. Securities Enterprise Conglomerate
C. Securities and Exchange Commission
D. Securities Endeavour Company
On a scale of 1,500,000 Microsoft Corporation shares at a price of USD 3.78 per share, the SEC Fee payable is::
A. USD 1.89
B. USD 18.90
C. USD 189.00
D. USD 1890.00
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