Free CAMS-FCI Web TestEngine Demo

Q1 Multiple choice

The law enforcement agency (LEA) of a foreign jurisdiction contacts a financial institution (Fl) regarding one of the Fl's clients. The LEA advises that the client is currently wanted for prosecution as a result of a series of human trafficking charges.

What should the Fl do? (Select Two.)

Select all that apply.

A
Review the client's activity, determine if suspicious activity exists, and report accordingly.
B
Advise the LEA that the government needs to be contacted for extradition.
C
Comply immediately with the foreign jurisdiction and turn over all client information.
D
Inform local LEA and regulator of the request for awareness.
E
Close the clients accounts immediately to avoid any undue risk.

CAMS-FCI Web TestEngine demo